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reranker/backends/dashscope_rerank.py 15.7 KB
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  """
  DashScope cloud reranker backend (OpenAI-compatible reranks API).
  
  Reference:
  - https://dashscope.aliyuncs.com/compatible-api/v1/reranks
  - Use region-specific domains when needed:
    - China:     https://dashscope.aliyuncs.com
    - Singapore: https://dashscope-intl.aliyuncs.com
    - US:        https://dashscope-us.aliyuncs.com
  """
  
  from __future__ import annotations
  
  import json
  import logging
  import math
  import os
  import time
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  from concurrent.futures import ThreadPoolExecutor, as_completed
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  from typing import Any, Dict, List, Tuple
  from urllib import error as urllib_error
  from urllib import request as urllib_request
  
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  logger = logging.getLogger("reranker.backends.dashscope_rerank")
  
  
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  def deduplicate_with_positions(texts: List[str]) -> Tuple[List[str], List[int]]:
      """
      Deduplicate texts globally while preserving first-seen order.
  
      Returns:
          unique_texts: deduplicated texts in first-seen order
          position_to_unique: mapping from each original position to unique index
      """
      unique_texts: List[str] = []
      position_to_unique: List[int] = []
      seen: Dict[str, int] = {}
  
      for text in texts:
          idx = seen.get(text)
          if idx is None:
              idx = len(unique_texts)
              seen[text] = idx
              unique_texts.append(text)
          position_to_unique.append(idx)
  
      return unique_texts, position_to_unique
  
  
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  class DashScopeRerankBackend:
      """
      DashScope cloud reranker backend.
  
      Config from services.rerank.backends.dashscope_rerank:
        - model_name: str, default "qwen3-rerank"
        - endpoint: str, default "https://dashscope.aliyuncs.com/compatible-api/v1/reranks"
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        - api_key_env: str, required env var name for this backend key
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        - timeout_sec: float, default 15.0
        - top_n_cap: int, optional cap; 0 means use all docs in request
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        - batchsize: int, optional; 0 disables batching; >0 enables concurrent small-batch scheduling
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        - instruct: optional str
        - max_retries: int, default 1
        - retry_backoff_sec: float, default 0.2
  
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      """
  
      def __init__(self, config: Dict[str, Any]) -> None:
          self._config = config or {}
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          self._model_name = str(self._config.get("model_name") or "qwen3-rerank")
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          self._endpoint = str(
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              self._config.get("endpoint") or "https://dashscope.aliyuncs.com/compatible-api/v1/reranks"
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          ).strip()
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          self._api_key_env = str(self._config.get("api_key_env") or "").strip()
          self._api_key = str(os.getenv(self._api_key_env) or "").strip().strip('"').strip("'")
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          self._timeout_sec = float(self._config.get("timeout_sec") or 15.0)
          self._top_n_cap = int(self._config.get("top_n_cap") or 0)
          self._batchsize = int(self._config.get("batchsize") or 0)
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          self._instruct = str(self._config.get("instruct") or "").strip()
          self._max_retries = int(self._config.get("max_retries", 1))
          self._retry_backoff_sec = float(self._config.get("retry_backoff_sec", 0.2))
  
          if not self._endpoint:
              raise ValueError("dashscope_rerank endpoint is required")
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          if not self._api_key_env:
              raise ValueError("dashscope_rerank api_key_env is required")
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          if not self._api_key:
              raise ValueError(
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                  f"dashscope_rerank api key is required (set env {self._api_key_env})"
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              )
          if self._timeout_sec <= 0:
              raise ValueError(f"dashscope_rerank timeout_sec must be > 0, got {self._timeout_sec}")
          if self._top_n_cap < 0:
              raise ValueError(f"dashscope_rerank top_n_cap must be >= 0, got {self._top_n_cap}")
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          if self._batchsize < 0:
              raise ValueError(f"dashscope_rerank batchsize must be >= 0, got {self._batchsize}")
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          if self._max_retries <= 0:
              raise ValueError(f"dashscope_rerank max_retries must be > 0, got {self._max_retries}")
          if self._retry_backoff_sec < 0:
              raise ValueError(
                  f"dashscope_rerank retry_backoff_sec must be >= 0, got {self._retry_backoff_sec}"
              )
  
          logger.info(
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              "DashScope reranker ready | endpoint=%s model=%s timeout_sec=%s top_n_cap=%s batchsize=%s",
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              self._endpoint,
              self._model_name,
              self._timeout_sec,
              self._top_n_cap,
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              self._batchsize,
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          )
  
      def _http_post_json(self, payload: Dict[str, Any]) -> Dict[str, Any]:
          body = json.dumps(payload, ensure_ascii=False).encode("utf-8")
          req = urllib_request.Request(
              url=self._endpoint,
              method="POST",
              data=body,
              headers={
                  "Authorization": f"Bearer {self._api_key}",
                  "Content-Type": "application/json",
              },
          )
          with urllib_request.urlopen(req, timeout=self._timeout_sec) as resp:
              raw = resp.read().decode("utf-8", errors="replace")
              try:
                  data = json.loads(raw)
              except json.JSONDecodeError as exc:
                  raise RuntimeError(f"DashScope response is not valid JSON: {raw[:512]}") from exc
              if not isinstance(data, dict):
                  raise RuntimeError(f"DashScope response must be JSON object, got: {type(data).__name__}")
              return data
  
      def _post_rerank(self, query: str, docs: List[str], top_n: int) -> Dict[str, Any]:
          payload: Dict[str, Any] = {
              "model": self._model_name,
              "query": query,
              "documents": docs,
              "top_n": top_n,
          }
          if self._instruct:
              payload["instruct"] = self._instruct
  
          last_exc: Exception | None = None
          for attempt in range(1, self._max_retries + 1):
              try:
                  return self._http_post_json(payload)
              except urllib_error.HTTPError as exc:
                  body = ""
                  try:
                      body = exc.read().decode("utf-8", errors="replace")
                  except Exception:
                      body = ""
                  last_exc = RuntimeError(
                      f"DashScope rerank HTTP {exc.code} (attempt {attempt}/{self._max_retries}): {body[:512]}"
                  )
              except urllib_error.URLError as exc:
                  last_exc = RuntimeError(
                      f"DashScope rerank network error (attempt {attempt}/{self._max_retries}): {exc}"
                  )
              except Exception as exc:  # pragma: no cover - defensive
                  last_exc = RuntimeError(
                      f"DashScope rerank unexpected error (attempt {attempt}/{self._max_retries}): {exc}"
                  )
  
              if attempt < self._max_retries and self._retry_backoff_sec > 0:
                  time.sleep(self._retry_backoff_sec * attempt)
  
          raise RuntimeError(str(last_exc) if last_exc else "DashScope rerank failed with unknown error")
  
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      def _score_single_request(
          self,
          query: str,
          unique_texts: List[str],
          normalize: bool,
          top_n: int,
      ) -> Tuple[List[float], int]:
          response = self._post_rerank(query=query, docs=unique_texts, top_n=top_n)
          results = self._extract_results(response)
  
          unique_scores: List[float] = [0.0] * len(unique_texts)
          for rank, item in enumerate(results):
              raw_idx = item.get("index", rank)
              try:
                  idx = int(raw_idx)
              except (TypeError, ValueError):
                  continue
              if idx < 0 or idx >= len(unique_scores):
                  continue
              raw_score = item.get("relevance_score", item.get("score"))
              unique_scores[idx] = self._coerce_score(raw_score, normalize=normalize)
          return unique_scores, len(results)
  
      def _score_batched_concurrent(
          self,
          query: str,
          unique_texts: List[str],
          normalize: bool,
      ) -> Tuple[List[float], Dict[str, int]]:
          """
          Concurrent batch scoring.
  
          We intentionally request full local scores in each batch (top_n=len(batch)),
          then apply global top_n/top_n_cap truncation after merge if needed.
          """
          indices = list(range(len(unique_texts)))
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          batches = [
              indices[i : i + self._batchsize]
              for i in range(0, len(indices), self._batchsize)
          ]
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          num_batches = len(batches)
          max_workers = min(8, num_batches) if num_batches > 0 else 1
          unique_scores: List[float] = [0.0] * len(unique_texts)
          response_results = 0
  
          def _run_one(batch_no: int, batch_indices: List[int]) -> Tuple[int, List[int], Dict[str, Any], float]:
              docs = [unique_texts[i] for i in batch_indices]
              # Ask each batch for all docs to avoid local truncation.
              start_ts = time.perf_counter()
              data = self._post_rerank(query=query, docs=docs, top_n=len(docs))
              elapsed_ms = round((time.perf_counter() - start_ts) * 1000.0, 3)
              return batch_no, batch_indices, data, elapsed_ms
  
          with ThreadPoolExecutor(max_workers=max_workers) as ex:
              future_to_batch = {ex.submit(_run_one, i + 1, b): b for i, b in enumerate(batches)}
              for fut in as_completed(future_to_batch):
                  batch_indices = future_to_batch[fut]
                  try:
                      batch_no, _, data, batch_elapsed_ms = fut.result()
                  except Exception as exc:
                      raise RuntimeError(
                          f"DashScope rerank batch failed | batch_size={len(batch_indices)} error={exc}"
                      ) from exc
                  results = self._extract_results(data)
                  logger.info(
                      "DashScope batch response | batch=%d/%d docs=%d elapsed_ms=%s results=%d query=%r",
                      batch_no,
                      num_batches,
                      len(batch_indices),
                      batch_elapsed_ms,
                      len(results),
                      query[:80],
                  )
                  response_results += len(results)
                  for rank, item in enumerate(results):
                      raw_idx = item.get("index", rank)
                      try:
                          local_idx = int(raw_idx)
                      except (TypeError, ValueError):
                          continue
                      if local_idx < 0 or local_idx >= len(batch_indices):
                          continue
                      global_idx = batch_indices[local_idx]
                      raw_score = item.get("relevance_score", item.get("score"))
                      unique_scores[global_idx] = self._coerce_score(raw_score, normalize=normalize)
  
          return unique_scores, {
              "batches": num_batches,
              "batch_concurrency": max_workers,
              "response_results": response_results,
          }
  
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      @staticmethod
      def _extract_results(data: Dict[str, Any]) -> List[Dict[str, Any]]:
          # Compatible API style: {"results":[...]}
          results = data.get("results")
          if isinstance(results, list):
              return [x for x in results if isinstance(x, dict)]
  
          # Native style fallback: {"output":{"results":[...]}}
          output = data.get("output")
          if isinstance(output, dict):
              output_results = output.get("results")
              if isinstance(output_results, list):
                  return [x for x in output_results if isinstance(x, dict)]
  
          return []
  
      @staticmethod
      def _coerce_score(raw_score: Any, normalize: bool) -> float:
          try:
              score = float(raw_score)
          except (TypeError, ValueError):
              return 0.0
  
          if not normalize:
              return score
          # DashScope relevance_score is typically already in [0,1]; keep it.
          if 0.0 <= score <= 1.0:
              return score
          # Fallback when provider returns logits/raw scores.
          if score > 60:
              return 1.0
          if score < -60:
              return 0.0
          return 1.0 / (1.0 + math.exp(-score))
  
      def score_with_meta_topn(
          self,
          query: str,
          docs: List[str],
          normalize: bool = True,
          top_n: int | None = None,
      ) -> Tuple[List[float], Dict[str, Any]]:
          start_ts = time.time()
          total_docs = len(docs) if docs else 0
          output_scores: List[float] = [0.0] * total_docs
  
          query = "" if query is None else str(query).strip()
          indexed: List[Tuple[int, str]] = []
          for i, doc in enumerate(docs or []):
              if doc is None:
                  continue
              text = str(doc).strip()
              if not text:
                  continue
              indexed.append((i, text))
  
          if not query or not indexed:
              elapsed_ms = (time.time() - start_ts) * 1000.0
              return output_scores, {
                  "input_docs": total_docs,
                  "usable_docs": len(indexed),
                  "unique_docs": 0,
                  "dedup_ratio": 0.0,
                  "elapsed_ms": round(elapsed_ms, 3),
                  "model": self._model_name,
                  "backend": "dashscope_rerank",
                  "normalize": normalize,
                  "top_n": 0,
              }
  
          indexed_texts = [text for _, text in indexed]
          unique_texts, position_to_unique = deduplicate_with_positions(indexed_texts)
  
          top_n_effective = len(unique_texts)
          if top_n is not None and int(top_n) > 0:
              top_n_effective = min(top_n_effective, int(top_n))
          if self._top_n_cap > 0:
              top_n_effective = min(top_n_effective, self._top_n_cap)
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          can_batch = (
              self._batchsize > 0
              and len(unique_texts) > self._batchsize
          )
          if can_batch:
              unique_scores, batch_meta = self._score_batched_concurrent(
                  query=query,
                  unique_texts=unique_texts,
                  normalize=normalize,
              )
              if top_n_effective < len(unique_scores):
                  order = sorted(range(len(unique_scores)), key=lambda i: (-unique_scores[i], i))
                  keep = set(order[:top_n_effective])
                  for i in range(len(unique_scores)):
                      if i not in keep:
                          unique_scores[i] = 0.0
              response_results = int(batch_meta["response_results"])
              batches = int(batch_meta["batches"])
              batch_concurrency = int(batch_meta["batch_concurrency"])
          else:
              unique_scores, response_results = self._score_single_request(
                  query=query,
                  unique_texts=unique_texts,
                  normalize=normalize,
                  top_n=top_n_effective,
              )
              batches = 1
              batch_concurrency = 1
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          for (orig_idx, _), unique_idx in zip(indexed, position_to_unique):
              output_scores[orig_idx] = float(unique_scores[unique_idx])
  
          elapsed_ms = (time.time() - start_ts) * 1000.0
          dedup_ratio = 0.0
          if indexed:
              dedup_ratio = 1.0 - (len(unique_texts) / float(len(indexed)))
  
          return output_scores, {
              "input_docs": total_docs,
              "usable_docs": len(indexed),
              "unique_docs": len(unique_texts),
              "dedup_ratio": round(dedup_ratio, 4),
              "elapsed_ms": round(elapsed_ms, 3),
              "model": self._model_name,
              "backend": "dashscope_rerank",
              "normalize": normalize,
              "top_n": top_n_effective,
              "requested_top_n": int(top_n) if top_n is not None else None,
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              "response_results": response_results,
              "batchsize": self._batchsize,
              "batches": batches,
              "batch_concurrency": batch_concurrency,
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              "endpoint": self._endpoint,
          }
  
      def score_with_meta(
          self,
          query: str,
          docs: List[str],
          normalize: bool = True,
      ) -> Tuple[List[float], Dict[str, Any]]:
          return self.score_with_meta_topn(query=query, docs=docs, normalize=normalize, top_n=None)